Privacy Policy Information


FACTS What does Eton Advisors, LP ("EA") do with your personal information?
Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What? The types of personal information we collect and share depend on the service that we provide to you. This information can include, but would not be limited to:
  • your social security number and income;
  • your address and date of birth; and
  • your account balances and transactions.
How? Financial companies typically need to share customers' personal information internally in order to run their everyday business - to process transactions, maintain or service customer accounts, and report to credit bureaus. In the section below, we list the reasons many financial companies can share their customers' personal information; the reasons EA chooses to share your information; and whether you can limit this sharing.


Reasons we can share your personal information Does EA share? Can you limit this sharing?
For our everyday business purposes -
To process your transactions, open accounts, and report to credit bureaus
Yes No
For our marketing purposes –
To offer our products and services to you
Yes No
For our affiliates' everyday business purposes –
Information about your transactions and experiences
No n/a – We don't share
For our affiliates' everyday business purposes –
Information about your creditworthiness
No n/a – We don't share
For our affiliates to market to you No n/a – We don't share
For nonaffiliates to market to you No n/a – We don't share


Sharing practices
How often does Eton notify me about their practices? We must notify you about our sharing practices when you engage our services and each year while you are a client.
How does EA protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does Eton collect my personal information? We collect your personal information, for example, when you begin an investment advisory relationship with us or open an account.
Why can't I limit all sharing? Federal law gives you the right to limit only
  • Sharing for affiliates' everyday business purposes – information about your creditworthiness
  • Affiliates from using your information to market to you
  • Sharing for nonaffiliates to market to you
    • State laws and individual companies may give you additional rights to limit sharing.
How does Eton treat my personal information once I am no longer a client? The firm will provide nonpublic information about former clients only if required to do so by law or regulation or to those parties who need such information to carry out any continued obligation with respect to the services covered by the former advisor/client relationship.


Definitions
Everyday business purposes The actions necessary by financial companies to run their businesses and manage customer accounts, such as
  • processing transactions, mailing, and auditing services;
  • providing information to credit bureaus; and/or
  • responding to court orders and legal investigations.
Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies.
Nonaffiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies. (EA does not share with non-affiliates so they can market to you.)


Questions? Call (919) 442-1550 or email rob.mallernee@etonadvisors.com