Privacy Policy Information


FACTS WHAT DOES ETON ADVISORS GROUP, LLC ("ETON ADVISORS") DO WITH YOUR PERSONAL INFORMATION?
Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What? The types of personal information we collect and share depend on the product or service you have with us. This information can include:
  • Social Security number and income
  • Account balances and transaction history
  • Investment experience and account transactions
When you are no longer our customer, we continue to share your information as described in this notice.
How? All financial companies need to share customer's personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customer's personal information; the reasons Eton Advisors chooses to share; and whether you can limit this sharing.


Reasons we can share your personal information Does Eton Advisors share? Can you limit this sharing?
For our everyday business purposes —
such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus
Yes No
For our marketing purposes —
to offer our products and services to you
Yes No
For joint marketing with other financial companies
No We don't share
For our affiliates' everyday business purposes —
information about your transactions and experiences
No We don't share
For our affiliates' everyday business purposes —
information about your creditworthiness
No We don't share
For nonaffiliates to market to you No We don't share
Questions? Call 919.442.1550 or go to etonadvisors.com


Who we are
Who is providing this notice? Eton Advisors
What we do
How does Eton Advisors protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does Eton Advisors collect my personal information? We collect your personal information, for example, when you
  • Open an account or give us your income information
  • Tell us about your portfolio or deposit money
  • Enter into an investment advisory contract
We also collect your personal information from other companies.
Why can't I limit all sharing? Federal law gives you the right to limit only
  • Sharing for affiliates' everyday business purposes – information about your creditworthiness
  • Affiliates from using your information to market to you
  • Sharing for nonaffiliates to market to you
State laws and individual companies may give you additional rights to limit sharing.
Definitions
Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies.
  • Eton Advisors does not share nonpublic information with its affiliates.
Nonaffiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies.
  • Non-affiliates that we share with can include companies that aggregate data for reporting purposes.
Joint marketing A formal agreement between nonaffiliated financial companies that together market financial products or services to you.
  • • Eton Advisors does not jointly market.
Other important information
We share your personal information with a nonaffiliate, who combines this with similar information from our other affiliates, to prepare summary reports for our parent company, Focus Financial Partners LLC.